We can help you decide what makes the most sense.
In this article we discuss some of the different insurance options that are important for RIAs to hold and what each one covers. We recommend that all new RIAs seek insurance as soon as possible, including errors and omissions, workman’s compensation, and health insurance.
Suganya came to Redi2 more than five years ago as Director of Engineering, Wealth Management. She was recruited to the company by Tom Huddleston, Redi2’s CIO and Managing Director.
In the previous article we discussed what an outsourced compliance firm can do and walked through the research needed to begin. In this article we will offer some tips on how to have a successful relationship with your CCO. Compliance is complex and time-consuming, so leave it to the professionals. You have plenty on your